| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-09-02 | - |
| Rep | 期貨合約交易 | 2011-09-02 | - | |
| Rep | 證券交易 | 2011-09-02 | - | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-09-02 | 2013-04-23 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-03-12 | 2007-03-18 |
金管局記錄暫時無法載入，請稍後重試。