| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-12 | 2019-03-29 |
| Rep | 證券交易 | 2010-07-12 | 2019-03-29 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-12 | 2013-04-23 |
| Macquarie Asia Securities Limited | RO | 期貨合約交易 | 2010-05-04 | 2010-06-25 |
| Rep | 期貨合約交易 | 2009-05-27 | 2010-05-04 |