| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2010-06-21 | 2018-03-09 |
| Rep | 就證券提供意見 | 2010-06-21 | 2018-03-09 | |
| Rep | 證券交易 | 2010-06-21 | 2018-03-09 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2005-01-03 | 2010-04-29 |
| Rep | 證券交易 | 2005-01-03 | 2010-04-29 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2005-01-03 | 2010-04-29 |