Park, Joohong Hong Kong SFC License Details (ID 90670)

Park, Joohong Hong Kong SFC License Details (ID 90670)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
State Street Securities Hong Kong Limited	RO	證券交易	2017-05-22	2024-12-31
	Rep	證券交易	2015-07-07	2017-05-22
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-02-04	2013-05-31
Nomura Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2009-01-12	2010-02-19
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2009-01-12	2013-05-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期貨合約交易	2008-10-10	2014-01-21
	Rep	證券交易	2008-10-10	2014-01-21
LEHMAN BROTHERS ASIA LIMITED	Rep	期貨合約交易	2007-04-25	2008-09-29
	Rep	證券交易	2007-04-25	2008-09-29
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2005-09-22	2007-03-27
	Rep	就證券提供意見	2005-09-22	2007-03-27
	Rep	期貨合約交易	2005-09-22	2007-03-27
	Rep	證券交易	2005-09-22	2007-03-27