| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-08-21 | 2021-03-17 |
| Rep | 證券交易 | 2019-08-21 | 2021-03-17 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2019-08-21 | 2021-03-17 |
| Rep | 證券交易 | 2019-08-21 | 2021-03-17 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2012-06-27 | 2014-08-01 |
| Rep | 證券交易 | 2012-06-27 | 2014-08-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2010-07-09 | 2012-05-14 |