| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2013-02-18 | 2016-09-02 |
| Rep | 提供自動化交易服務 | 2013-02-18 | 2016-09-02 | |
| Rep | 證券交易 | 2013-02-18 | 2016-09-02 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-09 | 2013-02-17 |
| Rep | 證券交易 | 2008-10-09 | 2013-02-17 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2008-05-30 | 2008-09-29 |
| Rep | 證券交易 | 2008-05-30 | 2008-09-29 |