| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | RO | 就證券提供意見 | 2025-08-26 | - |
| RO | 證券交易 | 2025-08-26 | - | |
| Rep | 就證券提供意見 | 2025-07-30 | 2025-08-26 | |
| Rep | 證券交易 | 2025-07-30 | 2025-08-26 | |
| GENTECH CAPITAL (HONG KONG) LIMITED | RO | 就證券提供意見 | 2024-10-14 | 2025-06-30 |
| RO | 證券交易 | 2024-10-14 | 2025-06-30 | |
| Avantua Capital Management Limited | Rep | 就證券提供意見 | 2023-10-11 | 2024-06-20 |
| Rep | 提供資產管理 | 2023-10-11 | 2024-06-20 | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2020-01-03 | 2020-04-16 |
| Rep | 證券交易 | 2019-05-08 | 2020-01-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-10 | 2012-05-01 |
| Rep | 證券交易 | 2008-10-10 | 2018-06-13 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2008-06-06 | 2008-09-29 |
| Rep | 證券交易 | 2008-06-06 | 2008-09-29 |
已採集記錄中暫無金管局登記。