| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BAIN CAPITAL (HONG KONG), LIMITED | Rep | 證券交易 | 2023-09-07 | - |
| CPPIB Credit Investments Asia Limited | RO | 證券交易 | 2022-01-05 | 2022-10-07 |
| CPPIB Asia Inc. | Rep | 證券交易 | 2019-05-20 | 2022-01-01 |
| Tor Investment Management (Hong Kong) Limited | Rep | 提供資產管理 | 2013-02-08 | 2017-01-06 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-08-30 | 2013-01-26 |
| Pacific Advantage Capital Limited | Rep | 就證券提供意見 | 2010-10-26 | 2011-07-29 |
| Rep | 提供資產管理 | 2010-10-26 | 2011-07-29 | |
| Horizon Asset International (HK) Limited | Rep | 提供資產管理 | 2010-01-14 | 2010-05-31 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-05-02 | 2009-12-31 |
已採集記錄中暫無金管局登記。