| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2020-08-04 | - |
| RO | 證券交易 | 2020-08-04 | - | |
| Rep | 提供自動化交易服務 | 2013-11-11 | 2020-05-13 | |
| Rep | 期貨合約交易 | 2013-11-11 | 2020-08-04 | |
| Rep | 證券交易 | 2013-11-11 | 2020-08-04 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2013-08-10 |
| Rep | 證券交易 | 2011-09-15 | 2013-08-10 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2013-04-23 |
| Rep | 證券交易 | 2011-09-15 | 2013-04-23 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-07-27 | 2011-06-13 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-09-12 | 2011-06-13 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2006-09-12 | 2011-06-13 |
已採集記錄中暫無金管局登記。