| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | RO | 提供資產管理 | 2018-11-19 | 2023-07-31 |
| Rep | 提供資產管理 | 2013-06-17 | 2018-11-19 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-03-28 | 2013-04-16 |
| Rep | 證券交易 | 2011-03-28 | 2013-04-16 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-03-28 | 2013-04-16 |
| Rep | 證券交易 | 2011-03-28 | 2013-04-16 |