| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited | Rep | 提供資產管理 | 2019-10-15 | 2020-03-31 |
| Segantii Capital Management Limited | Rep | 提供資產管理 | 2016-10-03 | 2017-09-15 |
| BFAM Partners (Hong Kong) Limited | RO | 提供資產管理 | 2012-03-30 | 2015-12-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2007-10-09 | 2011-11-01 |
| Rep | 期貨合約交易 | 2007-03-05 | 2011-11-01 | |
| Rep | 證券交易 | 2007-03-05 | 2011-11-01 |