| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 期貨合約交易 | 2025-09-29 | - |
| Rep | 證券交易 | 2023-11-20 | - | |
| Rep | 就證券提供意見 | 2020-08-10 | - | |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2020-07-10 | - |
| CLSA LIMITED | Rep | 證券交易 | 2017-08-04 | - |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-03 | 2013-05-31 |
| Rep | 證券交易 | 2004-12-03 | 2013-05-31 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2004-07-26 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-07-26 | 2017-04-05 |
| Rep | 證券交易 | 2004-07-26 | 2017-04-05 |
已採集記錄中暫無金管局登記。