| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 證券交易 | 2026-06-30 | - |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2026-06-30 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2024-12-09 | 2026-03-20 |
| RO | 證券交易 | 2024-12-09 | 2026-03-20 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2024-10-07 | 2026-03-20 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-10-07 | 2024-12-09 |
| Rep | 證券交易 | 2024-10-07 | 2024-12-09 | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 就證券提供意見 | 2022-11-01 | 2024-05-10 |
| RO | 證券交易 | 2019-12-18 | 2024-05-10 | |
| Rep | 證券交易 | 2018-09-17 | 2019-12-18 | |
| Rep | 就證券提供意見 | 2018-09-17 | 2022-11-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2009-10-19 | 2011-11-17 |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-04-14 | 2009-09-09 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-15 |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-15 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-08-18 |
已採集記錄中暫無金管局登記。