| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | RO | 提供資產管理 | 2024-06-24 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2024-02-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2014-08-13 | 2024-02-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-08-13 | 2016-10-10 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-10-01 | 2014-05-09 |
| Rep | 證券交易 | 2012-10-01 | 2014-05-09 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-10 | 2012-07-20 |
| Rep | 證券交易 | 2008-10-10 | 2012-07-20 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2007-07-16 | 2008-09-29 |
| Rep | 證券交易 | 2007-07-16 | 2008-09-29 |
金管局記錄暫時無法載入，請稍後重試。