| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2022-12-01 | - |
| Rep | 提供自動化交易服務 | 2022-12-01 | - | |
| Rep | 證券交易 | 2022-12-01 | - | |
| RO | 就證券提供意見 | 2018-11-26 | 2022-12-01 | |
| RO | 提供自動化交易服務 | 2018-11-26 | 2022-12-01 | |
| RO | 證券交易 | 2018-11-26 | 2022-12-01 | |
| Rep | 就證券提供意見 | 2012-12-04 | 2018-11-26 | |
| Rep | 提供自動化交易服務 | 2012-12-04 | 2018-11-26 | |
| Rep | 證券交易 | 2012-12-04 | 2018-11-26 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-03 | 2012-12-03 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-03 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-03 | 2012-12-03 |
| Rep | 證券交易 | 2008-10-03 | 2012-12-03 |