| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-11-21 | 2019-12-17 |
| Rep | 證券交易 | 2014-11-21 | 2019-12-17 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-10 | 2014-08-13 |
| Rep | 證券交易 | 2008-10-10 | 2014-08-13 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2006-11-29 | 2008-09-29 |
| Rep | 證券交易 | 2006-11-29 | 2008-09-29 |