| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2016-12-19 | 2024-01-25 |
| Rep | 證券交易 | 2016-12-19 | 2024-01-25 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2013-07-02 | 2024-01-25 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2013-07-02 | 2016-12-18 |
| Rep | 證券交易 | 2013-07-02 | 2016-12-18 | |
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2012-12-10 | 2013-06-16 |
| Rep | 提供自動化交易服務 | 2012-12-10 | 2013-06-16 | |
| Rep | 證券交易 | 2012-12-10 | 2013-06-16 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2010-08-06 | 2012-12-09 |
| Rep | 就證券提供意見 | 2010-04-08 | 2010-08-09 |