| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Olympus Partners Asia Limited (b2018-03-15) | Rep | 就證券提供意見 | 2019-10-14 | 2020-03-20 |
| Rep | 證券交易 | 2019-10-14 | 2020-03-20 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2016-04-14 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2006-12-04 | 2008-09-29 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-11-09 | 2006-11-02 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | - | 2003-05-22 |
| Rep | 就證券提供意見 | - | 2003-05-22 | |
| Rep | 提供資產管理 | - | 2003-05-22 | |
| Rep | 提供自動化交易服務 | - | 2003-05-22 | |
| Rep | 證券交易 | - | 2003-05-22 |