| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-12-30 | 2014-09-02 |
| Rep | 就機構融資提供意見 | 2008-10-09 | 2014-09-02 | |
| Rep | 證券交易 | 2008-10-09 | 2014-09-02 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-09-27 | 2008-09-29 |
| Rep | 證券交易 | 2007-09-27 | 2008-09-29 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | - | 2004-10-12 |
| Rep | 提供資產管理 | - | 2004-10-12 | |
| Rep | 就機構融資提供意見 | - | 2007-08-04 | |
| Rep | 證券交易 | - | 2007-08-04 |