| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-03 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-11-29 | 2018-08-31 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 就期貨合約提供意見 | - | 2004-11-18 |
| Rep | 提供資產管理 | - | 2004-11-18 | |
| Rep | 期貨合約交易 | - | 2010-02-19 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-11-18 |
| Rep | 就證券提供意見 | - | 2004-11-18 | |
| Rep | 提供資產管理 | - | 2004-11-18 | |
| Rep | 證券交易 | - | 2018-08-31 |