| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-20 | 2025-11-14 |
| Rep | 證券交易 | 2010-07-20 | 2025-11-14 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-20 | 2013-04-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-10-23 | 2008-10-30 |
| Rep | 證券交易 | 2007-10-23 | 2008-10-30 |