| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2011-07-07 | 2012-09-21 |
| Rep | 就證券提供意見 | 2011-07-07 | 2012-09-21 | |
| Rep | 證券交易 | 2011-07-07 | 2012-09-21 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2009-11-05 | 2011-07-03 |
| Rep | 證券交易 | 2009-11-05 | 2011-07-03 |