| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2013-06-03 | 2024-03-14 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2010-11-01 | 2012-09-13 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 提供自動化交易服務 | 2003-08-05 | 2003-12-02 |
| Rep | 就證券提供意見 | 2003-08-05 | 2010-07-30 | |
| Rep | 證券交易 | 2003-08-05 | 2010-07-30 | |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就機構融資提供意見 | - | 2003-08-01 |
| Rep | 就證券提供意見 | - | 2003-08-01 | |
| Rep | 提供資產管理 | - | 2003-08-01 |