| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-03 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-03-09 | 2013-05-06 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-01-16 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-01-16 | 2013-05-06 |
| Rep | 證券交易 | 2009-01-16 | 2013-05-06 |