| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | 證券交易 | 2026-08-18 | - |
| Oaktree Capital (Hong Kong) Limited | Rep | 證券交易 | 2024-11-28 | - |
| RO | 證券交易 | 2019-06-05 | 2024-11-28 | |
| Rep | 證券交易 | 2011-07-05 | 2019-06-05 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2008-04-21 | 2008-11-21 |
| Rep | 證券交易 | 2008-04-21 | 2008-11-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2008-04-21 | 2008-11-21 |