| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ion Pacific Limited | RO | 就證券提供意見 | 2015-12-17 | - |
| RO | 提供資產管理 | 2015-12-17 | - | |
| RO | 就機構融資提供意見 | 2015-12-17 | 2022-06-07 | |
| RO | 證券交易 | 2015-12-17 | 2025-03-31 | |
| Yunfeng Financial Markets Limited | RO | 提供資產管理 | 2012-05-28 | 2015-04-21 |
| Rep | 提供資產管理 | 2012-02-28 | 2012-05-28 | |
| Rep | 就機構融資提供意見 | 2012-02-28 | 2015-04-21 | |
| Rep | 證券交易 | 2012-02-28 | 2015-04-21 | |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2010-08-02 | 2012-01-13 |
| BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL) | RO | 提供資產管理 | 2009-05-21 | 2010-07-12 |
| Rep | 提供資產管理 | 2008-07-04 | 2009-05-21 |