| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | Rep | 就證券提供意見 | 2017-12-20 | 2020-06-12 |
| Rep | 提供資產管理 | 2017-12-20 | 2020-06-12 | |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2011-06-07 | 2016-10-07 |
| Strategic Value Partners Hong Kong Limited | Rep | 提供資產管理 | 2008-08-25 | 2008-12-17 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-09-10 | 2008-04-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-09-10 | 2008-04-21 |