| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Aspex Management (HK) Limited | RO | 提供資產管理 | 2018-10-08 | - |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | RO | 證券交易 | 2017-01-17 | 2018-04-13 |
| RO | 提供資產管理 | 2016-03-18 | 2018-04-13 | |
| Rep | 證券交易 | 2015-11-09 | 2017-01-17 | |
| Rep | 提供資產管理 | 2011-03-08 | 2016-03-18 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-11-06 | 2011-02-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2004-08-02 | 2011-02-03 |