| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Venture Smart Asia Limited | Rep | 提供資產管理 | 2017-12-18 | 2018-03-02 |
| Rep | 證券交易 | 2017-12-18 | 2018-03-02 | |
| Auroville Investment Management (HK) Limited | Rep | 提供資產管理 | 2017-05-04 | 2017-06-15 |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 證券交易 | 2015-11-10 | 2016-09-14 |
| RO | 提供資產管理 | 2014-09-12 | 2016-09-14 | |
| Rep | 提供資產管理 | 2007-04-20 | 2014-09-12 | |
| Tyric Capital Limited | Rep | 就期貨合約提供意見 | 2006-03-22 | 2007-02-26 |
| Rep | 就證券提供意見 | 2006-03-22 | 2007-02-26 | |
| Rep | 提供資產管理 | 2006-03-22 | 2007-02-26 |