| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2010-01-13 | 2012-04-12 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-08-06 | 2008-01-04 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-08-06 | 2008-01-04 |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2006-08-14 | 2007-03-12 |
| Rep | 證券交易 | 2004-05-20 | 2006-08-11 |