| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Atlantic Asset Management Limited | RO | 提供資產管理 | 2025-07-17 | - |
| Glory Sun Securities Limited | RO | 提供資產管理 | 2025-03-13 | - |
| RO | 就證券提供意見 | 2024-03-01 | - | |
| RO | 證券交易 | 2024-03-01 | - | |
| Atlantic Asset Management Limited | Rep | 提供資產管理 | 2024-02-06 | 2025-07-17 |
| RO | 就證券提供意見 | 2023-08-22 | - | |
| Glory Sun Securities Limited | Rep | 期貨合約交易 | 2020-05-15 | 2022-09-20 |
| Rep | 證券交易 | 2020-05-15 | 2024-03-01 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2020-03-10 | 2020-05-05 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2020-03-10 | 2020-05-05 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2018-02-26 | 2020-01-17 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-02-26 | 2020-01-17 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-11-06 | 2018-02-02 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-11-06 | 2018-02-02 |
| FORMAX SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-02-11 | 2017-11-03 |
| Rep | 證券交易 | 2016-02-11 | 2017-11-03 | |
| Marex Hong Kong Limited | Rep | 期貨合約交易 | 2012-02-02 | 2013-06-24 |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2010-01-27 | 2012-01-07 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2010-01-27 | 2012-01-07 |
已採集記錄中暫無金管局登記。