| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2021-01-26 | - |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2021-01-26 | - |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2009-08-10 | 2021-01-25 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2009-06-01 | 2021-01-25 |
| EWARTON SECURITIES LIMITED | Rep | 證券交易 | 2008-04-18 | 2009-05-31 |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2003-06-24 | 2008-03-28 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-17 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-09-17 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-17 | |
| Rep | 證券交易 | 2003-04-01 | 2008-03-17 |
已採集記錄中暫無金管局登記。