| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2023-03-16 | - |
| Rep | 證券交易 | 2022-01-27 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-01-27 | - |
| Neo-Criterion Capital Limited | Rep | 提供資產管理 | 2021-10-05 | 2021-12-31 |
| TBP Investment Advisory (HK) Limited | Rep | 提供資產管理 | 2016-08-15 | 2021-09-23 |
| FORMAX SECURITIES LIMITED | Rep | 期貨合約交易 | 2015-10-09 | 2016-06-30 |
| Rep | 證券交易 | 2015-05-04 | 2016-06-30 | |
| CLC FUTURES LIMITED | Rep | 期貨合約交易 | 2015-02-11 | 2015-04-08 |
| CLC SECURITIES LIMITED | Rep | 證券交易 | 2015-02-11 | 2015-04-08 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2012-11-08 | 2015-01-30 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2012-11-08 | 2015-01-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2012-06-21 | 2012-10-20 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2012-06-21 | 2012-10-20 |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2010-06-29 | 2012-06-16 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2010-06-29 | 2012-06-16 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2009-07-03 | 2010-05-20 |
已採集記錄中暫無金管局登記。