| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 證券交易 | 2025-03-26 | - |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2025-03-26 | - |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-12-19 | 2024-12-20 |
| Rep | 期貨合約交易 | 2018-12-19 | 2024-12-20 | |
| Rep | 就證券提供意見 | 2018-11-02 | 2024-12-20 | |
| Rep | 證券交易 | 2018-11-02 | 2024-12-20 | |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2018-08-27 | 2018-10-05 |
| Rep | 證券交易 | 2015-08-17 | 2018-10-05 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2013-01-08 | 2013-11-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2013-01-08 | 2013-11-11 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 證券交易 | 2011-07-11 | 2012-09-30 |
已採集記錄中暫無金管局登記。