| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2015-05-29 | 2022-08-12 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2015-05-29 | 2022-08-12 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-09-26 | 2015-05-08 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2014-05-29 | 2015-05-08 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2013-08-15 | 2014-05-23 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2012-11-22 | 2013-08-02 |
| ONE CHINA SECURITIES LIMITED | Rep | 證券交易 | 2009-08-10 | 2012-11-08 |