| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Long Trends Securities Limited | RO | 就證券提供意見 | 2026-07-10 | - |
| RO | 提供資產管理 | 2026-07-10 | - | |
| RO | 證券交易 | 2026-07-10 | - | |
| Rep | 就證券提供意見 | 2026-05-21 | 2026-07-10 | |
| Rep | 提供資產管理 | 2026-05-21 | 2026-07-10 | |
| Rep | 證券交易 | 2026-05-21 | 2026-07-10 | |
| SDG Securities (HK) Limited | RO | 就證券提供意見 | 2024-03-12 | 2026-05-04 |
| RO | 證券交易 | 2024-03-12 | 2026-05-04 | |
| SDG Asset Management (HK) Limited | Rep | 就證券提供意見 | 2023-12-13 | 2026-05-04 |
| Rep | 提供資產管理 | 2023-12-13 | 2026-05-04 | |
| SDG Securities (HK) Limited | Rep | 就證券提供意見 | 2023-12-13 | 2024-03-12 |
| Rep | 證券交易 | 2023-12-13 | 2024-03-12 | |
| GRAND FIRE SECURITIES LIMITED | RO | 就證券提供意見 | 2023-11-16 | 2023-11-30 |
| RO | 提供資產管理 | 2023-11-16 | 2023-11-30 | |
| RO | 證券交易 | 2023-11-16 | 2023-11-30 | |
| Rep | 證券交易 | 2023-09-05 | 2023-11-16 | |
| SDHG International Securities Limited | RO | 證券交易 | 2023-01-16 | 2023-08-04 |
| Rep | 證券交易 | 2022-12-01 | 2023-01-16 | |
| GRAND FIRE SECURITIES LIMITED | RO | 就證券提供意見 | 2022-08-26 | 2022-10-13 |
| RO | 提供資產管理 | 2022-08-26 | 2022-10-13 | |
| RO | 證券交易 | 2022-08-26 | 2022-10-13 | |
| Rep | 就證券提供意見 | 2022-07-12 | 2022-08-26 | |
| Rep | 提供資產管理 | 2022-07-12 | 2022-08-26 | |
| Rep | 證券交易 | 2022-07-12 | 2022-08-26 | |
| WINWIN SECURITIES LIMITED | RO | 證券交易 | 2020-11-30 | 2022-06-29 |
| Po Tai Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2020-09-22 | 2020-11-11 |
| RO | 證券交易 | 2020-09-22 | 2020-11-11 | |
| Rep | 就證券提供意見 | 2020-08-17 | 2020-09-22 | |
| Rep | 證券交易 | 2020-08-17 | 2020-09-22 | |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 就證券提供意見 | 2019-08-09 | 2020-07-31 |
| RO | 證券交易 | 2018-10-18 | 2020-07-31 | |
| Rep | 證券交易 | 2018-09-06 | 2018-10-18 | |
| WINWIN SECURITIES LIMITED | RO | 證券交易 | 2017-03-31 | 2018-09-05 |
| Rep | 證券交易 | 2017-03-21 | 2017-03-31 | |
| ONE CHINA SECURITIES LIMITED | Rep | 證券交易 | 2014-02-06 | 2017-03-10 |
| RO | 證券交易 | 2012-08-07 | 2014-02-06 | |
| Rep | 證券交易 | 2005-03-14 | 2012-08-07 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-08-12 | 2005-01-17 |
已採集記錄中暫無金管局登記。