| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ping An of China Capital (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2026-10-22 | - |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2026-10-22 | - |
| Rep | 證券交易 | 2026-10-22 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-10-10 | 2026-08-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-10-10 | 2026-08-24 |
| Rep | 證券交易 | 2025-10-10 | 2026-08-24 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就機構融資提供意見 | 2024-03-06 | 2025-09-28 |
| Rep | 就機構融資提供意見 | 2017-04-24 | 2024-03-06 | |
| Rep | 證券交易 | 2017-04-24 | 2025-09-28 | |
| Optima Capital Limited | Rep | 就機構融資提供意見 | 2010-10-20 | 2017-04-16 |
| Rep | 證券交易 | 2010-10-20 | 2017-04-16 |
金管局記錄暫時無法載入，請稍後重試。