| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BLACKROCK (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-07-23 | 2014-12-31 |
| Rep | 提供資產管理 | 2013-07-23 | 2014-12-31 | |
| Rep | 證券交易 | 2013-07-23 | 2014-12-31 | |
| BlackRock Asset Management North Asia Limited | Rep | 就證券提供意見 | 2013-07-23 | - |
| Rep | 提供資產管理 | 2013-07-23 | - | |
| Rep | 證券交易 | 2013-07-23 | - | |
| OCP Asia (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2011-04-20 | 2013-06-28 |
| Rep | 就證券提供意見 | 2011-04-20 | 2013-06-28 | |
| Rep | 提供資產管理 | 2011-04-20 | 2013-06-28 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-04-17 | 2010-02-12 |