Simmons, Daniel Ross
證監會中央編號:AHP770
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OCP Asia (Hong Kong) Limited | RO | 提供資產管理 | 2012-08-08 | - |
| RO | 就期貨合約提供意見 | 2012-08-08 | 2022-06-09 | |
| RO | 就證券提供意見 | 2012-08-08 | 2022-06-09 | |
| Rep | 就期貨合約提供意見 | 2007-04-27 | 2012-08-08 | |
| Rep | 提供資產管理 | 2007-04-27 | 2012-08-08 | |
| Rep | 就證券提供意見 | 2007-04-11 | 2012-08-08 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-07-21 | 2007-02-01 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2005-07-21 | 2007-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2005-07-11 | 2007-02-01 |
| Rep | 就證券提供意見 | 2005-07-11 | 2007-02-01 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2005-07-11 | 2007-02-01 |
| Rep | 就證券提供意見 | 2005-07-11 | 2007-02-01 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 提供資產管理 | 2003-04-01 | 2005-02-15 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-05-31 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-05-31 |