Ng, Yin Lam (SFC:AGK085) 吳彥霖

證監會中央編號:AGK085

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Sirenia Capital Limited	Rep	就證券提供意見	2026-08-06	-
	Rep	提供資產管理	2026-08-06	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2022-01-25	2026-04-30
ARTA GLOBAL MARKETS LIMITED	Rep	就證券提供意見	2021-02-09	2022-01-11
	Rep	證券交易	2021-02-09	2022-01-11
Emperio Securities and Assets Management Limited	Rep	就證券提供意見	2020-03-31	2021-01-31
	Rep	證券交易	2020-03-31	2021-01-31
Yuanta Securities (Hong Kong) Company Limited	Rep	證券交易	2013-05-06	2017-05-31
ORIENT SECURITIES LIMITED	Rep	證券交易	2009-01-07	2013-04-27
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期貨合約交易	2005-01-05	2009-01-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	證券交易	2005-01-05	2009-01-01
PRUDENTIAL BROKERAGE LIMITED	Rep	證券交易	2003-12-17	2005-01-05
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期貨合約交易	2003-12-17	2005-01-05
ASG BROKERAGE LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-09-08
	Rep	就證券提供意見	2003-04-01	2003-09-08
	Rep	提供資產管理	2003-04-01	2003-09-08
	Rep	證券交易	2003-04-01	2003-12-03
ASG FUTURES LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-09-08
	Rep	提供資產管理	2003-04-01	2003-09-08
	Rep	期貨合約交易	2003-04-01	2003-12-03

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Sirenia Capital Limited	Rep	就證券提供意見	2026-08-06	-
	Rep	提供資產管理	2026-08-06	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2022-01-25	2026-04-30
ARTA GLOBAL MARKETS LIMITED	Rep	就證券提供意見	2021-02-09	2022-01-11
	Rep	證券交易	2021-02-09	2022-01-11
Emperio Securities and Assets Management Limited	Rep	就證券提供意見	2020-03-31	2021-01-31
	Rep	證券交易	2020-03-31	2021-01-31
Yuanta Securities (Hong Kong) Company Limited	Rep	證券交易	2013-05-06	2017-05-31
ORIENT SECURITIES LIMITED	Rep	證券交易	2009-01-07	2013-04-27
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期貨合約交易	2005-01-05	2009-01-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	證券交易	2005-01-05	2009-01-01
PRUDENTIAL BROKERAGE LIMITED	Rep	證券交易	2003-12-17	2005-01-05
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期貨合約交易	2003-12-17	2005-01-05
ASG BROKERAGE LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-09-08
	Rep	就證券提供意見	2003-04-01	2003-09-08
	Rep	提供資產管理	2003-04-01	2003-09-08
	Rep	證券交易	2003-04-01	2003-12-03
ASG FUTURES LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-09-08
	Rep	提供資產管理	2003-04-01	2003-09-08
	Rep	期貨合約交易	2003-04-01	2003-12-03