| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2024-08-12 | - |
| Rep | 證券交易 | 2024-04-25 | - | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2021-04-20 | 2022-04-25 |
| Rep | 證券交易 | 2021-04-14 | 2022-04-25 | |
| WINTONE SECURITIES LIMITED | Rep | 證券交易 | 2017-06-07 | 2021-02-26 |
| ARISTO SECURITIES LIMITED | RO | 證券交易 | 2016-03-18 | 2017-05-31 |
| WINTONE SECURITIES LIMITED | Rep | 證券交易 | 2014-10-24 | 2016-03-14 |
| ORIENT SECURITIES LIMITED | Rep | 證券交易 | 2004-11-05 | 2014-09-30 |
| BUSINESS FUTURES LIMITED | Rep | 期貨合約交易 | 2004-01-17 | 2004-10-21 |