| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2026-10-26 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2026-10-26 | - |
| Grande Capital Limited | RO | 證券交易 | 2025-07-04 | 2026-08-31 |
| RO | 就機構融資提供意見 | 2024-11-20 | 2026-08-31 | |
| Rep | 就機構融資提供意見 | 2024-09-06 | 2024-11-20 | |
| Rep | 證券交易 | 2024-09-06 | 2025-07-04 | |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2022-06-08 | 2024-08-15 |
| Rep | 證券交易 | 2022-06-08 | 2024-08-15 | |
| Rep | 就機構融資提供意見 | 2022-03-11 | 2022-06-08 | |
| SBI China Capital Hong Kong Securities Limited | RO | 就機構融資提供意見 | 2021-07-28 | 2022-02-07 |
| ADVENT CORPORATE FINANCE LIMITED (GBEN) | RO | 就機構融資提供意見 | 2018-10-18 | 2021-05-07 |
| Pulun International Capital Limited | RO | 就機構融資提供意見 | 2015-09-16 | 2018-10-05 |
| RO | 證券交易 | 2015-09-16 | 2018-10-05 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就機構融資提供意見 | 2015-01-30 | 2015-08-12 |
| Rep | 就機構融資提供意見 | 2014-11-10 | 2015-01-30 | |
| Rep | 就證券提供意見 | 2014-11-10 | 2015-08-12 | |
| Rep | 證券交易 | 2014-11-10 | 2015-08-12 | |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2014-01-07 | 2014-11-08 |
| FULBRIGHT CAPITAL LIMITED | RO | 就機構融資提供意見 | 2013-09-02 | 2014-11-08 |
| ORIENTAL PATRON ASIA LIMITED | RO | 就機構融資提供意見 | 2008-11-26 | 2013-08-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-24 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2008-11-26 |
已採集記錄中暫無金管局登記。