| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUABLE CAPITAL LIMITED | Rep | 就證券提供意見 | 2025-03-27 | - |
| Rep | 證券交易 | 2025-03-27 | - | |
| RO | 就證券提供意見 | 2020-05-14 | 2025-03-27 | |
| RO | 證券交易 | 2020-05-14 | 2025-03-27 | |
| Rep | 證券交易 | 2020-02-13 | 2020-05-14 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2019-02-21 | 2019-10-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 證券交易 | 2017-09-27 | 2019-10-01 |
| Rep | 證券交易 | 2014-08-01 | 2017-09-27 | |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 證券交易 | 2011-06-28 | 2014-07-16 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-03-06 | 2008-10-10 |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-06-20 | 2008-02-01 |
已採集記錄中暫無金管局登記。