| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Open Securities Limited | Rep | 就證券提供意見 | 2017-04-24 | 2020-08-13 |
| RO | 期貨合約交易 | 2016-06-17 | 2020-08-13 | |
| RO | 證券交易 | 2016-06-17 | 2020-08-13 | |
| Rep | 期貨合約交易 | 2016-04-15 | 2016-06-17 | |
| Rep | 證券交易 | 2016-04-15 | 2016-06-17 | |
| Zhong Yang Securities Limited | RO | 證券交易 | 2016-03-04 | 2016-03-17 |
| Open Securities Limited | RO | 期貨合約交易 | 2015-09-04 | 2016-01-04 |
| RO | 證券交易 | 2015-09-04 | 2016-01-04 | |
| Rep | 期貨合約交易 | 2014-07-09 | 2015-09-04 | |
| Rep | 證券交易 | 2014-07-09 | 2015-09-04 | |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | 期貨合約交易 | 2011-04-07 | 2014-03-01 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 證券交易 | 2008-09-30 | 2014-03-01 |