| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2020-07-28 | - |
| Rep | 期貨合約交易 | 2020-07-13 | 2021-11-08 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2020-05-13 | 2020-05-29 |
| LUZHENG INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2020-01-03 | 2020-04-30 |
| Rep | 期貨合約交易 | 2019-04-17 | 2020-01-03 | |
| Huatai (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2017-01-03 | 2019-04-07 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | 期貨合約交易 | 2009-08-20 | 2015-06-01 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 證券交易 | 2009-08-20 | 2015-06-01 |
已採集記錄中暫無金管局登記。