| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Enterprise Securities Company Limited | RO | 就期貨合約提供意見 | 2020-09-02 | 2026-01-15 |
| Rep | 提供資產管理 | 2020-07-09 | - | |
| RO | 證券交易 | 2020-07-09 | 2026-01-15 | |
| Rep | 證券交易 | 2020-04-24 | 2020-07-09 | |
| RO | 期貨合約交易 | 2020-04-24 | 2026-01-15 | |
| CVP Securities Limited | RO | 期貨合約交易 | 2015-10-05 | 2017-05-29 |
| Rep | 證券交易 | 2015-10-05 | 2017-05-29 | |
| ORIENTAL WEALTH FUTURES LIMITED | RO | 期貨合約交易 | 2014-07-11 | 2015-06-01 |
| Rep | 期貨合約交易 | 2009-09-14 | 2014-07-11 | |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 證券交易 | 2008-09-30 | 2015-06-01 |