| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Holly International Financial Holdings Limited | Rep | 證券交易 | 2025-10-27 | - |
| Wealthy Securities Limited | Rep | 證券交易 | 2022-06-28 | 2024-08-01 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-06-09 | 2021-12-09 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 證券交易 | 2008-10-27 | 2015-06-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-03-18 | 2008-10-20 |
| SDIC Securities International Financial Holdings Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-29 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-29 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-29 | |
| Rep | 證券交易 | 2003-04-01 | 2004-02-29 |
已採集記錄中暫無金管局登記。