| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | 就證券提供意見 | 2025-08-01 | - |
| RO | 提供資產管理 | 2024-08-09 | - | |
| Rep | 提供資產管理 | 2024-04-05 | 2024-08-09 | |
| RO | 提供資產管理 | 2017-01-04 | 2020-06-05 | |
| LUK FOOK SECURITIES (HK) LIMITED | RO | 提供資產管理 | 2014-12-18 | - |
| RO | 就證券提供意見 | 2012-06-25 | - | |
| LUK FOOK FUTURES (HK) LIMITED | RO | 期貨合約交易 | 2011-12-05 | - |
| LUK FOOK SECURITIES (HK) LIMITED | RO | 證券交易 | 2011-11-15 | - |
| RHB FUTURES HONG KONG LIMITED | RO | 期貨合約交易 | 2007-02-21 | 2011-10-31 |
| RHB SECURITIES HONG KONG LIMITED | RO | 證券交易 | 2007-02-21 | 2011-10-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2005-10-20 | 2007-02-21 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-09-01 | 2007-02-21 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-01 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-01 | |
| Rep | 證券交易 | 2003-04-01 | 2005-08-31 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-04-01 | 2005-08-31 |
已採集記錄中暫無金管局登記。