| PO SANG SECURITIES LIMITED | RO | 提供資產管理 | 2018-06-13 | 2019-06-19 |
| RO | 就期貨合約提供意見 | 2017-02-17 | 2022-05-31 |
| RO | 就證券提供意見 | 2017-02-17 | 2026-05-01 |
| RO | 期貨合約交易 | 2017-01-17 | 2022-05-31 |
| RO | 證券交易 | 2017-01-17 | 2026-05-01 |
| Rep | 期貨合約交易 | 2016-11-23 | 2017-01-17 |
| Rep | 證券交易 | 2016-11-23 | 2017-01-17 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 提供資產管理 | 2014-04-01 | 2016-10-31 |
| SOUTH CHINA COMMODITIES LIMITED | RO | 期貨合約交易 | 2011-12-01 | 2016-10-31 |
| SOUTH CHINA SECURITIES LIMITED | RO | 證券交易 | 2011-12-01 | 2016-10-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-10-07 | 2011-12-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2011-10-07 | 2011-12-01 |
| RHB FUTURES HONG KONG LIMITED | RO | 期貨合約交易 | 2005-09-28 | 2011-09-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-09-12 | 2011-09-30 |
| REXCAPITAL FUTURES LIMITED | RO | 就期貨合約提供意見 | - | 2004-11-30 |
| RO | 提供資產管理 | - | 2004-11-30 |
| RO | 期貨合約交易 | - | 2005-09-01 |
| WINGS SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2004-11-30 |
| Rep | 就證券提供意見 | - | 2004-11-30 |
| Rep | 提供資產管理 | - | 2004-11-30 |
| Rep | 證券交易 | - | 2005-09-01 |