| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JAKOTA ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2025-03-14 | - |
| JAKOTA SECURITIES GROUP LIMITED | RO | 就證券提供意見 | 2017-11-03 | - |
| RO | 證券交易 | 2017-11-03 | - | |
| Rep | 就證券提供意見 | 2017-01-09 | 2017-11-03 | |
| Rep | 證券交易 | 2015-04-02 | 2017-11-03 | |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2014-12-29 | 2015-03-27 |
| Rep | 提供資產管理 | 2014-12-29 | 2015-03-27 | |
| KVB Kunlun Securities (HK) Limited | Rep | 證券交易 | 2014-06-19 | 2015-03-27 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2009-09-14 | 2014-06-01 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-01-21 | 2014-06-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-01-21 | 2014-06-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2006-10-05 | 2009-01-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2006-09-05 | 2009-01-13 |
已採集記錄中暫無金管局登記。